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Table 10 Options for (i) contesting patents and patent applications and (ii) and joint agreements

From: Patent landscape analysis for materials based on fungal mycelium: a guidance report on how to interpret the current patent situation

Action

Description

Pro

Con

Filing third party observations

Providing relevant information (e. g. prior art references) to the patent office before grant

• Very low cost and low effort if relevant prior art is already known

• Anonymous filing may be possible

• Offered at least with EPO, USPTO, UKIPO, and CIPO;

• Outcome known before granting (on non-granting) of the patent

• Narrow time frame (between publication of the application and grant)

• Outcome unclear

• May not be possible in some jurisdictions

Filing an opposition

Challenging the patent in post-grand proceedings before the patent office

• Costs comparatively low compared to a nullity suit

• Patent offices that have an opposition period include EPO (9 months), JPO (6 months), IP Australia (3 months), and others;

• For bundle patents (like EP, even with opt-out regarding UPC) this affects the whole bundle

• Needs to be filed during the defined post-grand opposition period

• Outcome unclear

• Costs comparatively high (compared to third party observations)

• Usually takes years until final decision

Filing a nullity suit

Challenging the patent before a local court or before the Unified Patent Court (UPC)

• Should always be possible, in all jurisdictions and (with possible exceptions) during the whole lifetime of the patent

• High costs

• Outcome unclear

• Usually takes years until final decision

Cooperation

Negotiating a cooperation between two or more parties

• Terms of the cooperation may be geared towards the common interests of the parties

• May require extensive negociations

• In an unbalanced situation, it may be challenging to come to an agreement

Cross-licensing

Two (or more) parties agree to exchange licenses for the use of each other's patented technologies

• Low-cost (no fees for courts, etc.)

• Requires that both parties hold patents

• May be considered unsatisfactory when only one of the exchanged patents is thought to be invalid

Licensing

Obtaining a license from the patent owner for the use of the patented technology

• Well-defined costs

• Unsatisfactory when the patent is thought to be invalid

No-attack-agreement

Obtaining permission to use a patented technology for free, in return for the assurance that no invalidating action against the patent is taken

• Use is for free

• Requires convincing arguments that the patent would be invalidated if challenged

• Usually silently negotiated between two parties